Rules Penny Stocks penny Stocks concerns general issued terms of security thanks to a small company, less than $5 in stores. In general, penny stocks, OTC, such as OTC Bulletin Board (plan of FINRA) or connection OTC LLC (for OTC markets group, Inc., formerly pink markets OTC, Inc. owns); Can exchange of penny stocks, but also actions, including currency markets. In addition, the definition of penny stocks can count the values of certain private companies in the absence of active markets in Exchange. Penny stocks can rarely trade, which means that it can be microcap millionaires any good difficult to sell penny shares, once the your. In addition, you can find a difficult venue for some penny stocks, it may be difficult or even impossible for the exact price. For these reasons and others, speculative investments are penny stocks. So investors in penny stocks if the ability to be attracted, they lose all their investments (or number of your investments, if you bought shares of penny on the edge). The speculative nature of stocks listed in hundred prohibition agent dealer transactions because of Penny Stocks, unless they are consistent with the requirements of article 15 (h) of the Securities Exchange Act of 1934 (Exchange Act) and regulations. These rules include s, among other things, that a broker (1) must approve the transaction of the client's specific actions pence and receive the agreement of the client in writing with the transaction; (2) provide to the client as a briefing paper described the risks of investment in shares listed in cents. (3) indicate that the customer market penny stocks if necessary; and (4) the client posts the amount of compensation to the company and get your trade broker. In addition, a broker for clients to view after the sale, monthly account statements, the value market-every penny to send actions on behalf of the client. Read the rules of football in our broker Registry Guide by penny more. You can also the rules of penny stocks (Exchange Act 15 (h) and Exchange Act section rules 3 to 51: 1 to 15 g-1 to g-15 100) control. Before you consider investing in shares of a small business, be sure to read our brochure, Microcap stock: a guide for investors. . . .